Tsz Chung (SFC:BCU474) Yip
葉梓聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Chung (SFC:BCU474) Yip (葉梓聰), a licensed former licensee with CE reference BCU474. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-06-03 | 2026-03-13 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-06-03 | 2026-03-13 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-06-03 | 2026-03-13 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2024-06-03 | 2026-03-13 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2022-10-13 | 2023-12-29 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2019-01-29 | 2022-09-19 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2022-09-19 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-11-25 | 2022-09-19 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2015-11-25 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2015-11-25 | 2022-09-19 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-27 | 2015-09-23 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-27 | 2015-09-23 |