Enda Gu
顧恩達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Enda Gu (顧恩達), a licensed former licensee with CE reference BCK457. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-13 | 2020-12-04 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-22 | 2020-12-04 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-10 | 2020-12-04 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-12-10 | 2020-12-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-12-03 | 2014-03-29 |