Ting Chau Wan
溫定宙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Chau Wan (溫定宙), a licensed former licensee with CE reference BCF606. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2020-12-18 | 2022-09-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2020-12-18 | 2022-09-24 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2016-01-11 | 2019-02-21 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2016-01-11 | 2019-02-21 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2016-01-11 | 2019-02-21 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2013-11-06 | 2015-10-17 |