Tianyi (SFC:BCD129) Su
蘇恬逸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianyi (SFC:BCD129) Su (蘇恬逸), a licensed former licensee with CE reference BCD129. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-16 | 2016-04-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-16 | 2016-04-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-03-16 | 2016-04-18 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-14 | 2015-10-01 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-01-14 | 2015-10-01 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-10-24 | 2015-01-07 |