Lon Ho Tsoi
蔡朗豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lon Ho Tsoi (蔡朗豪), a licensed former licensee with CE reference BCC468. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-01-02 | 2020-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-01-02 | 2020-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2018-01-02 | 2020-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2018-01-02 | 2020-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2018-01-02 | 2020-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2018-01-02 | 2020-06-30 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-07-30 | 2016-10-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-21 | 2015-06-19 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-21 | 2015-06-19 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-10-21 | 2015-06-19 |