Nan Sheng
盛楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Sheng (盛楠), CE reference BCB794. Currently licensed at 2 firm(s): JPMorgan Asset Management (Asia Pacific) Limited, JPMorgan Funds (Asia) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 — Advising on futures contracts | 2024-02-01 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-30 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2019-01-30 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2018-12-24 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-11-01 | 2018-09-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2013-11-01 | 2018-12-03 |