Tingbin Guan
關廷斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tingbin Guan (關廷斌), a licensed Representative with CE reference BBR197. Currently licensed at 2 firm(s): Goldman Sachs (Asia) L.L.C., Goldman Sachs (Asia) Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2025-03-31 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2022-03-31 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-03-31 | present |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-19 | 2021-11-23 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-11-19 | 2021-11-23 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-07 | 2020-11-15 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-07 | 2020-11-15 |
| Chaos International Financial Limited 混沌天成國際有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-05 | 2017-02-23 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-04 | 2016-07-29 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-03-04 | 2016-07-29 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-03-04 | 2016-07-29 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-12-17 | 2016-02-05 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-23 | 2016-02-05 |