Kong Sing Man
文港昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kong Sing Man (文港昇), a licensed Representative with CE reference BBQ351. Currently licensed at 2 firm(s): Goldman Sachs (Asia) L.L.C., Goldman Sachs (Asia) Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2022-02-21 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-21 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-02-21 | present |
| Lakeville Capital Management Limited | RO | Type 9 — Asset management | 2018-03-23 | 2022-02-04 |
| Lakeville Capital Management Limited | Rep | Type 9 — Asset management | 2016-12-30 | 2018-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-07-29 | 2016-11-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-07-29 | 2016-11-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2013-07-29 | 2016-11-10 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2013-07-29 | 2016-11-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2013-07-29 | 2016-11-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2013-07-29 | 2016-11-10 |