Hui (SFC:BBP685) Xia
夏輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui (SFC:BBP685) Xia (夏輝), a licensed former licensee with CE reference BBP685. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-10 | 2024-12-30 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-10 | 2024-12-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-10 | 2024-12-30 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-10 | 2024-12-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-10-10 | 2024-12-30 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | 2024-10-10 | 2024-12-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2015-06-01 | 2021-07-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2015-06-01 | 2021-07-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2015-06-01 | 2021-07-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-17 | 2015-05-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-07-17 | 2015-05-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-17 | 2015-05-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2013-07-17 | 2015-05-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2013-07-17 | 2015-05-31 |