Pui Yan (SFC:BBL852) Lam
林貝欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yan (SFC:BBL852) Lam (林貝欣), a licensed former licensee with CE reference BBL852. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-24 | 2026-01-12 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-24 | 2026-01-12 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-10-24 | 2026-01-12 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-17 | 2025-03-11 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-17 | 2025-03-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-03-29 | 2022-07-29 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-03-29 | 2022-07-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-03-29 | 2022-07-29 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-03-29 | 2022-07-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-03-29 | 2022-07-29 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-03-29 | 2022-07-29 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-08 | 2017-03-03 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-08 | 2017-03-03 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-26 | 2014-11-29 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-26 | 2014-11-29 |