Yan (SFC:BBK147) Zhu
朱妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BBK147) Zhu (朱妍), CE reference BBK147. Currently licensed at 1 firm(s): PIMCO Asia Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-07 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2025-05-07 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-06 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-06 | 2023-10-24 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2023-03-06 | 2023-10-24 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-03 | 2023-01-18 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2017-04-03 | 2023-01-18 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-27 | 2023-01-18 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-04-27 | 2023-01-18 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2015-04-27 | 2023-01-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-13 | 2014-10-31 |