Ben Xu
徐犇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ben Xu (徐犇), a licensed former licensee with CE reference BBH786. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-02-20 | 2023-02-24 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-02-20 | 2023-02-24 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-02-20 | 2023-02-24 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-02-20 | 2023-02-24 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-22 | 2016-09-03 |