Jian (SFC:BBH683) Yang
楊劍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian (SFC:BBH683) Yang (楊劍), a licensed Representative with CE reference BBH683. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-17 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-04-17 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-17 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2024-04-17 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2024-04-17 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-10 | 2024-03-22 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-11-10 | 2024-03-22 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-11-10 | 2024-03-22 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-27 | 2022-10-03 |
| Hong Kong International Futures Limited 香港國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-26 | 2022-09-30 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-20 | 2022-09-30 |