Shen Yi Ada Lee
李琛怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shen Yi Ada Lee (李琛怡), a licensed former licensee with CE reference BBG810. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2023-03-09 | 2024-06-27 |
| ExodusPoint Capital Management Hong Kong, Limited | Rep | Type 9 — Asset management | 2020-10-06 | 2022-10-09 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2018-12-05 | 2020-02-08 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2018-12-05 | 2020-02-08 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2018-11-28 | 2020-02-08 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2018-11-28 | 2020-02-08 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-24 | 2018-10-08 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-30 | 2018-10-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-06-05 | 2014-09-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-06-05 | 2014-09-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-06-05 | 2014-09-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2013-06-05 | 2014-09-04 |