Jinxiang Zhao
趙金祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jinxiang Zhao (趙金祥), a licensed former licensee with CE reference AJA977. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ExodusPoint Capital Management Hong Kong, Limited | Rep | Type 9 — Asset management | 2020-11-16 | 2022-06-23 |
| Goldstream Capital Management Limited 金涌資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-28 | 2020-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2016-04-18 | 2017-06-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2016-04-18 | 2017-06-19 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2016-04-18 | 2017-06-19 |
| Summitview Capital Management Limited 遠山資本管理有限公司 |
Rep | Type 9 — Asset management | 2014-05-12 | 2015-12-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-20 | 2014-01-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2003-08-22 | 2014-01-29 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-08-22 | 2014-01-29 |