Shinichiro Horiuchi
堀内伸一郎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shinichiro Horiuchi (堀内伸一郎), a licensed former licensee with CE reference BAX972. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2023-01-20 | 2024-12-18 |
| Balyasny Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-03-08 | 2022-04-20 |
| Horizon Asset International (HK) Limited | Rep | Type 9 — Asset management | 2014-06-30 | 2019-03-07 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2013-07-18 | 2014-05-10 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2013-07-18 | 2014-05-10 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2013-03-01 | 2014-05-10 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2013-03-01 | 2014-05-10 |