Wai Man Lo

羅惠文
CE No. BAX717 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Lo (羅惠文), a licensed former licensee with CE reference BAX717. This person has 2.0 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Formax Asset Management Limited
福億資產管理有限公司
Rep Type 9 - Asset management 2014-06-27 2015-08-17
Changjiang Asset Management (HK) Limited
長江證券資產管理(香港)有限公司
Rep Type 4 - Advising on securities 2013-08-23 2014-06-15
Changjiang Asset Management (HK) Limited
長江證券資產管理(香港)有限公司
Rep Type 9 - Asset management 2013-08-23 2014-06-15

Worked alongside

The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Man Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Winsome Kit Sum Yick Formax Asset Management Limited 2014–2015
Lu Yan Ng Formax Asset Management Limited 2014–2015
Wai Wing Chak Formax Asset Management Limited 2014–2015
Po Chu Lee Changjiang Asset Management (HK) Limited 2013–2014
Mingwei Qian Formax Asset Management Limited 2014–2015
Hoi Shan Ngai Changjiang Asset Management (HK) Limited 2013–2014
Mung Yu Poon Changjiang Asset Management (HK) Limited 2013–2014
Wui Tong Wu Changjiang Asset Management (HK) Limited 2013–2014
Vickie Ming Ki Lau Formax Asset Management Limited 2014–2015
Andy Ting Fung Lam Formax Asset Management Limited 2015
Yuen Shan Liu Formax Asset Management Limited 2014–2015
Kong Ho Hau Formax Asset Management Limited 2015
Roderik Cornelis van der Graaf Formax Asset Management Limited 2014
Ronald Ming Te Chang Formax Asset Management Limited 2014–2015
Han Hu Changjiang Asset Management (HK) Limited 2014
Kai Ngai Lo Changjiang Asset Management (HK) Limited 2014
Vincent Wai Chung Lai Formax Asset Management Limited 2015
Shih-Chi Liu Changjiang Asset Management (HK) Limited 2014
Wai Chor Tse Changjiang Asset Management (HK) Limited 2014

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