Ni (SFC:BAV555) Wang
王霓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ni (SFC:BAV555) Wang (王霓), a licensed former licensee with CE reference BAV555. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Swiss China Capital Limited |
Rep | Type 1 — Dealing in securities | 2017-08-16 | 2019-07-25 |
| Swiss China Capital Limited |
Rep | Type 4 — Advising on securities | 2017-08-16 | 2022-10-05 |
| Swiss China Capital Limited |
Rep | Type 9 — Asset management | 2017-08-16 | 2022-10-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-20 | 2015-10-17 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-07 | 2015-10-17 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2013-02-07 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2013-02-07 | 2013-08-31 |