Simon James Wade
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon James Wade, a licensed Representative with CE reference ASE248. Currently licensed at 1 firm(s): J.P. Morgan Broking (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 7 — Providing automated trading services. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2019-07-12 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-07-12 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2019-07-12 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-07-02 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2019-07-02 | present |
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2008-12-31 | 2019-04-17 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2008-12-31 | 2019-04-17 |