Simone Turtle
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simone Turtle ( ), a licensed former licensee with CE reference ALU106. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2014-07-02 | 2021-02-02 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2014-07-02 | 2021-02-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-12 | 2014-02-21 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | 2013-07-12 | 2014-02-21 |
| Tufton Oceanic Far East Limited |
RO | Type 1 — Dealing in securities | 2009-11-19 | 2012-06-30 |
| Tufton Oceanic Far East Limited |
RO | Type 4 — Advising on securities | 2009-11-19 | 2012-06-30 |
| Tufton Oceanic Far East Limited |
RO | Type 9 — Asset management | 2009-11-19 | 2012-06-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-11 | 2009-04-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-11-11 | 2009-04-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-01 | 2009-04-01 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-09-01 | 2008-11-24 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2006-09-01 | 2008-11-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-07 | 2009-04-01 |