Simone Turtle
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simone Turtle, a licensed former licensee with CE reference ALU106. This person has 13.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Virtu ITG Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2014-07-02 | 2021-02-02 |
| Virtu ITG Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2014-07-02 | 2021-02-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-12 | 2014-02-21 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 - Providing automated trading services | 2013-07-12 | 2014-02-21 |
| Tufton Oceanic Far East Limited | RO | Type 1 - Dealing in securities | 2009-11-19 | 2012-06-30 |
| Tufton Oceanic Far East Limited | RO | Type 4 - Advising on securities | 2009-11-19 | 2012-06-30 |
| Tufton Oceanic Far East Limited | RO | Type 9 - Asset management | 2009-11-19 | 2012-06-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-11 | 2009-04-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-11-11 | 2009-04-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-01 | 2009-04-01 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-09-01 | 2008-11-24 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2006-09-01 | 2008-11-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-07 | 2009-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simone Turtle during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.