Zhen (SFC:BAJ187) Li
李振
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhen (SFC:BAJ187) Li (李振), a licensed former licensee with CE reference BAJ187. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-25 | 2024-04-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-07-25 | 2024-04-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-28 | 2018-05-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-28 | 2018-05-28 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2018-03-23 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2014-05-23 | 2016-12-18 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-30 | 2014-05-16 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-30 | 2014-05-16 |