Nan Wu
吳南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Wu (吳南), a licensed former licensee with CE reference BAF153. This person has 0.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-15 | 2013-06-30 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-17 | 2013-06-30 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-17 | 2013-06-30 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Nan Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ningdi Chen | DL SECURITIES (HK) LIMITED | 2012–2013 |
| Yinguang Yu | DL SECURITIES (HK) LIMITED | 2012–2013 |
| Xu Xiang Zhou | DL SECURITIES (HK) LIMITED | 2012–2013 |
| Xinrong Jiang | DL SECURITIES (HK) LIMITED | 2012–2013 |
| Wei Hao Kiow | DL SECURITIES (HK) LIMITED | 2012–2013 |
| Ke Wang | DL SECURITIES (HK) LIMITED | 2012–2013 |
| Yihao Wang | DL SECURITIES (HK) LIMITED | 2012–2013 |
| Yu Shi | DL SECURITIES (HK) LIMITED | 2012–2013 |
| Fei Long | DL SECURITIES (HK) LIMITED | 2013 |
| Wendy Wai Ting Lam | DL SECURITIES (HK) LIMITED | 2012 |