Xi (SFC:BAE895) Luo
羅希
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi (SFC:BAE895) Luo (羅希), CE reference BAE895. Currently licensed at 1 firm(s): Principal Asset Management Company (Asia) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-01 | present |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2022-12-01 | present |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-18 | 2022-12-31 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-10-18 | 2022-12-31 |
| RS Investments (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2014-12-23 | 2016-02-29 |