Tak Wa Lau
劉德華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wa Lau (劉德華), a licensed former licensee with CE reference AUP819. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Aegis Capital Management (IM) Limited 柏衛資本管理有限公司 |
RO | Type 9 — Asset management | 2022-09-28 | 2025-08-29 |
| Pacific Aegis Capital Management (IM) Limited 柏衛資本管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-19 | 2022-09-28 |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-09-02 | 2022-01-26 |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
RO | Type 9 — Asset management | 2021-09-02 | 2022-01-26 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-07-22 | 2021-08-06 |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-08 | 2020-10-27 |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-08 | 2020-10-27 |
| China Vered Securities Limited 中薇證券有限公司 |
RO | Type 4 — Advising on securities | 2017-12-11 | 2021-08-06 |
| China Vered Securities Limited 中薇證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-20 | 2021-08-06 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-06-20 | 2021-08-06 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-29 | 2016-06-20 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-29 | 2019-07-22 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-04-29 | 2016-06-20 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 9 — Asset management | 2015-11-06 | 2016-04-08 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-14 | 2016-04-08 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-07 | 2015-10-14 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-07 | 2016-04-08 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-07 | 2015-08-11 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2013-09-16 | 2013-10-28 |
| Partners Capital Securities Limited 博大證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-25 | 2015-08-11 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-07-09 | 2015-08-11 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-25 | 2013-04-25 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-23 | 2011-09-29 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-28 | 2011-09-29 |