Akshat Sarwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Akshat Sarwal, a licensed Representative with CE reference BAA508. Currently licensed at 2 firm(s): Morgan Stanley Asia Limited, Morgan Stanley Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 7 - Providing automated trading services. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-18 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2018-10-18 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2018-10-18 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-18 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-10-18 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2018-10-18 | present |
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2013-08-19 | 2018-07-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-08-13 | 2018-07-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-08-13 | 2018-07-16 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2012-08-13 | 2018-07-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2012-08-13 | 2013-09-23 |