Shan Jiang
江山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shan Jiang (江山), a licensed Representative with CE reference AZY927. Currently licensed at 1 firm(s): J.P. Morgan Securities (Far East) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 13.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2019-01-29 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2019-01-29 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2018-11-27 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-15 | 2018-09-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2015-07-27 | 2016-10-29 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-08-07 | 2015-05-15 |