Jian (SFC:AZR740) Liu
劉見
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian (SFC:AZR740) Liu (劉見), CE reference AZR740. Currently licensed at 1 firm(s): Lake Bleu Capital (Hong Kong) Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lake Bleu Capital (Hong Kong) Limited 清池資本（香港）有限公司 |
Rep | Type 9 — Asset management | 2025-08-27 | present |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-19 | 2025-08-25 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-08-19 | 2025-08-25 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-20 | 2024-02-10 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-01-06 | 2024-02-10 |
| Aspoon Capital Limited 一瓢資本有限公司 |
Rep | Type 9 — Asset management | 2021-12-06 | 2022-08-23 |
| Gavekal Capital Limited | Rep | Type 9 — Asset management | 2021-07-29 | 2021-10-01 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-13 | 2021-04-25 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-13 | 2021-04-25 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-12-13 | 2021-04-25 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-18 | 2017-11-30 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-18 | 2017-11-30 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-18 | 2017-11-30 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-21 | 2015-10-19 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-21 | 2015-10-19 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-15 | 2012-10-16 |