Ya (SFC:AZJ498) Gao
高雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ya (SFC:AZJ498) Gao (高雅), a licensed former licensee with CE reference AZJ498. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-30 | 2017-01-14 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-30 | 2017-01-14 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-30 | 2017-01-14 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-11-30 | 2017-01-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-06-16 | 2015-03-06 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-06-16 | 2015-03-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-06-16 | 2015-03-06 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-06-16 | 2015-03-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-06-16 | 2015-03-06 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-06-16 | 2015-03-06 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2012-04-30 | 2014-05-31 |