Wai Kin (SFC:AYZ335) Ho
何偉健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin (SFC:AYZ335) Ho (何偉健), CE reference AYZ335. Currently licensed at 2 firm(s): Imperium International Asset Management Limited, Imperium International Securities Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-11-04 | present |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 9 — Asset management | 2024-11-04 | present |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 4 — Advising on securities | 2017-12-18 | present |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-28 | present |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-06-28 | present |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-06-28 | present |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-30 | 2016-06-28 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-30 | 2016-06-28 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2012-05-14 | 2013-04-15 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2012-03-05 | 2013-04-15 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2012-03-05 | 2013-04-15 |