Benjamin James Aiken
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin James Aiken ( ), a licensed former licensee with CE reference AYW789. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-07 | 2012-08-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-08-07 | 2012-08-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2012-08-07 | 2012-08-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-01 | 2012-08-03 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-02-01 | 2012-08-03 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2012-02-01 | 2012-08-03 |