Xin He
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin He (何昕), a licensed Responsible Officer with CE reference AWN877. Currently licensed at 1 firm(s): CCB International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 15.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 - Dealing in securities | 2026-06-05 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 4 - Advising on securities | 2026-06-05 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-06-05 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-22 | 2026-06-05 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-22 | 2026-06-05 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-12-22 | 2026-06-05 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-08-31 | 2017-11-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-06 | 2015-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-01-06 | 2015-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2011-01-06 | 2015-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xin He during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.