Chi Hang (SFC:AYW027) Lui
呂志恒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Hang (SFC:AYW027) Lui (呂志恒), a licensed former licensee with CE reference AYW027. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 — Asset management | 2020-02-24 | 2020-04-29 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-22 | 2020-04-29 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-14 | 2019-06-14 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | 2017-12-19 | 2020-04-29 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 — Asset management | 2017-12-19 | 2020-04-29 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-27 | 2017-12-19 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-27 | 2017-12-19 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 — Advising on securities | 2016-12-01 | 2017-09-08 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 — Asset management | 2016-12-01 | 2017-09-08 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-17 | 2019-07-05 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-17 | 2016-12-01 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | 2016-10-17 | 2016-12-01 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-09 | 2016-02-29 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-02-09 | 2016-02-29 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 9 — Asset management | 2012-02-09 | 2016-02-29 |