Ken Oiwa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Oiwa, CE reference AYW019. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-26 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-15 | 2016-07-07 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 4 — Advising on securities | 2012-01-17 | 2012-06-25 |