Henry Fan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Fan ( ), a licensed former licensee with CE reference AYJ967. This person has 1.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Keefe, Bruyette & Woods Asia Limited | RO | Type 1 - Dealing in securities | 2012-08-10 | 2012-11-30 |
| Keefe, Bruyette & Woods Asia Limited | RO | Type 6 - Advising on corporate finance | 2012-08-10 | 2012-11-30 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 1 - Dealing in securities | 2011-11-07 | 2012-08-10 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 6 - Advising on corporate finance | 2011-11-07 | 2012-08-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Henry Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.