Xianghuai Zhao
趙湘怀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xianghuai Zhao (趙湘怀), a licensed former licensee with CE reference AYT308. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-27 | 2024-06-30 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-28 | 2018-11-12 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-01 | 2015-04-08 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2012-01-11 | 2012-12-15 |