Hui (SFC:AYS989) Yu
俞慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui (SFC:AYS989) Yu (俞慧), CE reference AYS989. Currently licensed at 2 firm(s): GF Securities (Hong Kong) Brokerage Limited, GF Capital (Hong Kong) Limited. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2025-02-25 | present |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-02-25 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-07 | 2025-02-25 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-09-07 | 2025-02-25 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2021-04-07 | 2022-12-14 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2021-04-07 | 2022-12-14 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | 2021-04-07 | 2022-12-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2020-12-07 | 2021-04-07 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2020-12-07 | 2021-04-07 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2020-12-07 | 2021-04-07 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-26 | 2020-11-26 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-10-26 | 2020-11-26 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | 2018-10-26 | 2020-11-26 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-10-26 | 2020-11-26 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-08 | 2018-10-26 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-08 | 2018-10-26 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-08 | 2018-10-26 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-08 | 2018-10-26 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2015-11-23 | 2018-05-02 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2015-11-23 | 2018-05-02 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | 2015-11-23 | 2018-05-02 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2015-11-23 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2015-11-23 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2015-11-23 |