Qianli Hua
華千里
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qianli Hua (華千里), a licensed former licensee with CE reference AXU975. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Composite Capital Management (HK) Limited 複合資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-19 | 2021-05-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-18 | 2016-08-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-18 | 2016-08-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-18 | 2016-08-27 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-01 | 2016-05-11 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
Rep | Type 9 — Asset management | 2013-08-01 | 2016-05-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2011-08-19 | 2013-06-29 |