Chun Kit (SFC:AXW953) Chow
周俊杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Kit (SFC:AXW953) Chow (周俊杰), CE reference AXW953. Currently licensed at 1 firm(s): Harris Fraser (International) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-06 | present |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-09-06 | present |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-06-29 | 2020-06-30 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-06-29 | 2020-06-30 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-04 | 2016-06-29 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-03-04 | 2016-06-29 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-21 | 2016-02-03 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 — Asset management | 2012-07-03 | 2016-02-03 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-12 | 2016-02-03 |