Kwan Ho (SFC:AXS235) Mok
莫君豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Ho (SFC:AXS235) Mok (莫君豪), a licensed Representative with CE reference AXS235. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2013-09-16 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2013-09-16 | present |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2014-03-05 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-09-16 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-07-29 | 2011-09-09 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-07-29 | 2011-09-09 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-07-29 | 2011-09-09 |