Yin (SFC:AXR266) Liu
劉寅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin (SFC:AXR266) Liu (劉寅), a licensed Representative with CE reference AXR266. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-11-29 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-03-13 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2018-03-13 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-29 | 2018-01-26 |