Xiang (SFC:AXR086) He
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiang (SFC:AXR086) He ( ), a licensed former licensee with CE reference AXR086. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2021-07-28 | 2023-05-19 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2021-07-28 | 2023-05-19 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | 2021-07-28 | 2023-05-19 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2013-06-21 | 2021-07-28 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2013-06-21 | 2021-07-28 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2013-06-21 | 2021-07-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-21 | 2013-05-21 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-07-21 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-21 | 2013-05-21 |