Lei Kan Pang
彭麗勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Kan Pang (彭麗勤), a licensed Representative with CE reference AXP154. Currently licensed at 2 firm(s): Merrill Lynch Far East Limited, Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2021-09-13 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-08-16 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-08-16 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-20 | 2021-05-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-17 | 2016-04-19 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2014-03-17 | 2016-04-19 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2014-03-17 | 2016-04-19 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2014-03-17 | 2016-04-19 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-01 | 2014-01-22 |