Andrew John Royal

CE No. AXL513 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew John Royal (), a licensed former licensee with CE reference AXL513. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2021-05-07 2025-04-01
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2021-04-16 2025-04-01
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2016-08-24 2021-03-26
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 7 - Providing automated trading services 2016-08-24 2020-05-25
UBS Securities Hong Kong Limited Rep Type 7 - Providing automated trading services 2014-02-11 2016-06-18
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2011-07-12 2016-06-18
UBS Securities Hong Kong Limited Rep Type 1 - Dealing in securities 2011-07-12 2016-06-18

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