Andrew John Royal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew John Royal ( ), a licensed former licensee with CE reference AXL513. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-05-07 | 2025-04-01 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-16 | 2025-04-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-24 | 2021-03-26 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2016-08-24 | 2020-05-25 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2014-02-11 | 2016-06-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-07-12 | 2016-06-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-07-12 | 2016-06-18 |