Gloria Kai Tsuen
全佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gloria Kai Tsuen (全佳), a licensed Representative with CE reference AXI370. Currently licensed at 1 firm(s): Moody's Investors Service Hong Kong Limited. Active regulated activities: Type 10 - Providing credit rating services. This person has 14.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2015-01-06 | present |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-09 | 2014-10-20 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-01 | 2013-03-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gloria Kai Tsuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.