Apurva Paidipathi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Apurva Paidipathi, a licensed Responsible Officer with CE reference AXH948. Currently licensed at 2 firm(s): Merrill Lynch Far East Limited, Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 15.0 years of SFC licence history. Total licence records on file: 10.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2022-12-28 | present |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2022-12-28 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2020-06-15 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-09-10 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-09-10 | 2022-12-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2018-09-10 | 2022-12-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-27 | 2018-08-27 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-27 | 2018-08-27 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-07 | 2011-10-14 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-06-07 | 2011-10-14 |