Alexander Gilbert Prince
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Gilbert Prince ( ), a licensed former licensee with CE reference AXH803. Total licence records on file: 40.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-03-20 | 2026-03-27 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2026-03-20 | 2026-03-27 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2026-03-20 | 2026-03-27 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2026-03-20 | 2026-03-27 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-10-31 | 2025-11-07 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-10-31 | 2025-11-07 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2025-10-31 | 2025-11-07 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2025-10-31 | 2025-11-07 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-05-02 | 2025-05-09 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-05-02 | 2025-05-09 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2025-05-02 | 2025-05-09 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2025-05-02 | 2025-05-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-02-21 | 2025-02-28 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-02-21 | 2025-02-28 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2025-02-21 | 2025-02-28 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2025-02-21 | 2025-02-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-11-08 | 2024-11-15 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-11-08 | 2024-11-15 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-11-08 | 2024-11-15 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2024-11-08 | 2024-11-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-05-17 | 2024-05-24 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-05-17 | 2024-05-24 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-05-17 | 2024-05-24 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2024-05-17 | 2024-05-24 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-10-20 | 2023-10-27 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-10-20 | 2023-10-27 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-10-20 | 2023-10-27 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2023-10-20 | 2023-10-27 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-07-14 | 2023-07-21 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-07-14 | 2023-07-21 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-07-14 | 2023-07-21 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2023-07-14 | 2023-07-21 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2021-02-02 | 2022-06-30 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2021-02-02 | 2022-06-30 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2021-02-02 | 2022-06-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-06-30 | 2022-06-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-15 | 2016-03-29 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-15 | 2016-03-29 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-23 | 2013-07-01 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-23 | 2013-07-01 |