Kim Huat (SFC:AXH542) Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Huat (SFC:AXH542) Lim ( ), a licensed former licensee with CE reference AXH542. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-10-23 | 2016-05-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-10-23 | 2016-05-03 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-10-23 | 2016-05-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-31 | 2015-08-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-18 | 2015-08-21 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2011-05-18 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-18 | 2013-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-05-18 | 2012-03-13 |