Junjie Gao
高俊杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Junjie Gao (高俊杰), a licensed Responsible Officer with CE reference AXG317. Currently licensed at 1 firm(s): Lianhe Ratings Global Limited. Active regulated activities: Type 10 - Providing credit rating services. This person has 12.8 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lianhe Ratings Global Limited 聯合評級國際有限公司 |
RO | Type 10 - Providing credit rating services | 2023-11-30 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-16 | 2023-07-18 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-16 | 2023-07-18 |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
RO | Type 10 - Providing credit rating services | 2017-06-29 | 2021-09-09 |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 - Providing credit rating services | 2015-01-29 | 2017-06-29 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-22 | 2015-01-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-22 | 2015-01-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-22 | 2015-01-07 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-12-22 | 2015-01-07 |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 - Providing credit rating services | 2012-10-03 | 2014-12-12 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2011-06-01 | 2011-06-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Junjie Gao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.