Hua Xu
徐樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hua Xu (徐樺), a licensed former licensee with CE reference AWY442. This person has 11.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-29 | 2023-05-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-16 | 2023-05-09 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-06 | 2014-11-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-29 | 2014-11-28 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-25 | 2014-11-28 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-05-25 | 2014-11-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hua Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.