Bo (SFC:AWW707) Yang

楊博
CE No. AWW707 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo (SFC:AWW707) Yang (楊博), CE reference AWW707. Currently licensed at 1 firm(s): BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司
Rep Type 9 — Asset management 2020-12-29 present
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司
Rep Type 4 — Advising on securities 2019-01-01 present
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司
Rep Type 4 — Advising on securities 2016-06-10 2018-12-31
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Rep Type 5 — Advising on futures contracts 2014-07-14 2016-05-19
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Rep Type 9 — Asset management 2014-07-14 2016-05-19
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Rep Type 1 — Dealing in securities 2014-06-03 2016-05-19
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Rep Type 4 — Advising on securities 2014-06-03 2016-05-19
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 1 — Dealing in securities 2013-11-04 2014-05-07
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 4 — Advising on securities 2013-11-04 2014-05-07
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 4 — Advising on securities 2013-08-19 2013-08-24
Mirae Asset Wealth Management (HK) Limited
未來資產財富管理(香港)有限公司
Rep Type 4 — Advising on securities 2011-03-01 2013-04-10

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